Equilibrium

One of the key questions with these ViV_i is how different species' ViV_i values relate to each other. Charge cannot move between charged species without a chemical reaction taking place, where we count even the humblest identity change, like electron-hole recombination, as a reaction. As a result, we will see different species' ViV_i connect with offsets depending on the nature of the reaction (and of the neutral species involved). We will quite commonly see equations like:

ViVj=Δ,V_i - V_j = \Delta,

where Δ\Delta is some nonzero offset (usually depending on neutral reactants or products). In the diagrams, we will mark equilibrium reactions with the symbol ⇌.

VjV_{j}ViV_{i}Species voltage (a.u.)

And of course, at equilibrium every species equilibrates with itself, and so we see ViV_i being perfectly flat throughout each domain where the species ii can move freely.

A few classic examples below will demonstrate how this can appear.

Chemical potential convention: For these ESBDs, I adopt the common convention that μ=0\mu=0 for elements in their most stable form (such as H2\mathrm{H_2}, or O2\mathrm{O_2}, or Zn\mathrm{Zn} metal), at the usual reference conditions (25 °C and 1 bar). This is convenient since it means tabulated Gibbs formation energies of neutral species (such as H2O\mathrm{H_2O}) directly give their chemical potentials. This convention is a free bookkeeping choice, not a physical input: adopting a different one slides the ViVjV_i - V_j offsets around but moves nothing measurable, as Offsets galore makes concrete.

Reactions

Consider the auto-ionization of water,

H++OHH2O.\mathrm{H}^+ + \mathrm{OH}^- \rightleftharpoons \mathrm{H_2O}.

We can write the equilibrium in terms of the (electro-) chemical potentials:[1]

μˉH++μˉOH=μH2O.\bar\mu_{\mathrm{H}^+} + \bar\mu_{\mathrm{OH}^-} = \mu_{\mathrm{H_2O}}.

To translate this to ViV_i, we sub in our μˉi=ziFVi\bar{\mu}_i = z_i F V_i, to get:

VH+VOH=μH2OF.V_{\mathrm{H}^+} - V_{\mathrm{OH}^-} = \frac{\mu_{\mathrm{H_2O}}}{F}.

Thus, auto-ionization in water directly sets up an offset between VH+V_{\mathrm{H}^+} and VOHV_{\mathrm{OH}^-}.

WaterVOHV_{\mathrm{OH}^{-}}VH+V_{\mathrm{H}^{+}}−0.6−0.4−0.20.00.20.40.60.81.01.21.41.61.82.02.22.4Species Voltage (V)

How large is this offset? The chemical potential μH2O\mu_{\mathrm{H_2O}} is the partial molar Gibbs energy of H2O\mathrm{H_2O}, and by the convention noted above, the tabulated Gibbs formation energies of neutral chemicals directly give their chemical potentials. For pure water at standard conditions the tables give μH2O=237.1 kJ/mol\mu_{\mathrm{H_2O}} = -237.1~\mathrm{kJ/mol}; dividing by the Faraday constant, F=96.485 kJ/mol/VF = 96.485~\mathrm{kJ/mol/V}, we get μH2O/F=2.457 V\mu_{\mathrm{H_2O}}/F = -2.457~\mathrm{V}. So,

VH+VOH=2.457 VV_{\mathrm{H}^+} - V_{\mathrm{OH}^-} = -2.457~\mathrm{V}

is the precise offset we draw in pure water. Note that VH+V_{\mathrm{H}^+} and VOHV_{\mathrm{OH}^-} are still free to move up and down (changing electrical state), but they have to keep this 2.457 V2.457~\mathrm{V} constant spacing.

Similarly, we might consider a reaction for the dissociation of sodium chloride salt:

VNa+VCl=μNaClF.V_{\mathrm{Na}^+} - V_{\mathrm{Cl}^-} = \frac{\mu_{\mathrm{NaCl}}}{F} .

If the solution is fully saturated with salt (meaning it is in equilibrium with solid salt), then we get μNaCl/F=3.981 V\mu_{\mathrm{NaCl}}/ F = -3.981~\mathrm{V}, so:

NaCl solidBrineVClV_{\mathrm{Cl}^{-}}VNa+V_{\mathrm{Na}^{+}}−0.50.00.51.01.52.02.53.03.5Species Voltage (V) — arbitrary offset

This is an example of heterogeneous equilibrium (the salt is a separate solid phase), whereas the previous autoionization example is a form of homogeneous equilibrium. Note that this 3.981 V3.981~\mathrm{V} spacing from NaCl\mathrm{NaCl} applies to any solvent, not just water; the only assumption we made was that of saturation.

(This still leaves a question: salt water has all four ions depicted above: H+\mathrm{H}^+, OH\mathrm{OH}^-, Na+\mathrm{Na}^+, and Cl\mathrm{Cl}^-. So how do the two figures combine — where does VNa+V_{\mathrm{Na}^+} sit relative to VH+V_{\mathrm{H}^+} in salt water? As we'll see in later topics, the alignment of these two pairs would depend on further information, like the solution pH; we can also get to an answer by including more dissociation equilibria.[2] Likewise for unsaturated salt water, we will see how VNa+VCl V_{\mathrm{Na}^+} - V_{\mathrm{Cl}^-} varies with concentration.)

Three or more charged species

It can happen sometimes that a reaction involves more than just two ViV_i's. Consider the precipitation of struvite (MgNH4PO46H2O\mathrm{MgNH_4PO_4}\cdot 6\mathrm{H_2O}), a mineral familiar from kidney stones and from phosphorus recovery at wastewater plants:

Mg2++NH4++PO43+6H2OMgNH4PO46H2O.\mathrm{Mg}^{2+} + \mathrm{NH_4}^+ + \mathrm{PO_4}^{3-} + 6\,\mathrm{H_2O} \rightleftharpoons \mathrm{MgNH_4PO_4}\cdot 6\mathrm{H_2O}.

Writing the equilibrium in chemical potentials and substituting μˉi=ziFVi\bar{\mu}_i = z_i F V_i as before:

μˉMg2++μˉNH4++μˉPO43=μstruvite6μH2O\bar\mu_{\mathrm{Mg}^{2+}} + \bar\mu_{\mathrm{NH_4}^+} + \bar\mu_{\mathrm{PO_4}^{3-}} = \mu_{\mathrm{struvite}} - 6 \mu_{\mathrm{H_2O}}

2VMg2++VNH4+3VPO43=μstruvite6μH2OF.2 V_{\mathrm{Mg}^{2+}} + V_{\mathrm{NH_4}^+} - 3 V_{\mathrm{PO_4}^{3-}} = \frac{\mu_{\mathrm{struvite}} - 6 \mu_{\mathrm{H_2O}}}{F}.

The coefficients on the left are just the ionic charges. Notice they sum to zero, and this is no accident of struvite: every reaction equation must be charge-neutral overall, so the ViV_i combination it pins will always balance in this way (we will never meet something like Vi2VjV_i - 2V_j). The combination can accordingly still be grouped into balanced differences, say 2(VMg2+VPO43)+(VNH4+VPO43)2(V_{\mathrm{Mg}^{2+}} - V_{\mathrm{PO_4}^{3-}}) + (V_{\mathrm{NH_4}^+} - V_{\mathrm{PO_4}^{3-}}). But one equation cannot pin two independent gaps: unlike the two-species equilibria above, saturation with struvite fixes only this weighted sum, and a degree of freedom remains:

Struvite solidSolutionVMg2+V_{\mathrm{Mg}^{2+}}VNH4+V_{\mathrm{NH_4}^{+}}VPO43V_{\mathrm{PO_4}^{3-}}Species Voltage

A solution saturated with struvite. The reaction holds 2VMg2++VNH4+3VPO432 V_{\mathrm{Mg}^{2+}} + V_{\mathrm{NH_4}^+} - 3 V_{\mathrm{PO_4}^{3-}} fixed while the individual gaps trade off against each other. Note the lever arms as the slider moves the levels: VNH4+V_{\mathrm{NH_4}^+} swings twice as far as VMg2+V_{\mathrm{Mg}^{2+}}, because the doubly charged ion carries double weight in the pinned sum. (The stacking order is realistic but the axis is qualitative; the true spacings span several volts, which would dwarf the slider's motion.)

Much like the VNa+VClV_{\mathrm{Na}^+} - V_{\mathrm{Cl}^-} spacing earlier, how the levels settle within this remaining freedom is a matter of ion concentrations, a story that comes a few topics later.

Electrodes

Electrodes are interfaces where electrons (in metal) and ions (in solution) meet and react. This is just another kind of reaction that follows the same patterns.

For example, consider a zinc metal electrode, which may dissolve into zinc ions, separating off two electrons per ion.

Zn2++2eZn\mathrm{Zn}^{2+} + 2\mathrm{e}^- \rightleftharpoons \mathrm{Zn}

which becomes:

VZn2+Ve=12FμZnV_{\mathrm{Zn}^{2+}} - V_{\mathrm{e}^-} = \frac{1}{2F} \mu_{\mathrm{Zn}}

Note there is a factor of 1/21/2, a consequence of the two charges transferred per ion, but we still see a balanced ViVjV_i - V_j on the left hand side: charge neutrality of the reaction guarantees it, just as with struvite above.

Plotting the ESBD now,

Zinc metalSolutionVeV_{\mathrm{e}^{-}}VZn2+V_{\mathrm{Zn}^{2+}}−0.20−0.15−0.10−0.050.000.050.100.150.20Species Voltage (V)

It's a flat line with VZn2+=VeV_{\mathrm{Zn}^{2+}} = V_{\mathrm{e}^-}.

Note: Don't mistake this flat connection for a requirement of equilibrium in general; it's only an 'accidental' consequence of μZn\mu_{\mathrm{Zn}} being zero under our conditions and conventions. Similarly we would see VMn+Ve=μM/(nF)=0V_{\mathrm{M}^{n+}} - V_{\mathrm{e}^-} = \mu_{\mathrm{M}}/(nF) = 0 for all elemental electrodes of metal MM. But if we change the temperature or pressure, or adopt a different chemical potential convention, then we would see VMn+VeV_{\mathrm{M}^{n+}} \neq V_{\mathrm{e}^-} at equilibrium.

Another classic example, used as a standard reference for electrochemical studies, is the silver chloride electrode:

Ag\mathrm{Ag} metal | AgCl\mathrm{AgCl} coating | Solution containing Cl\mathrm{Cl}^- ions

The characteristic and reversible reaction here is that (in effect) the AgCl\mathrm{AgCl} can take an electron from the metal and release a Cl\mathrm{Cl}^- ion into the solution, leaving behind fresh Ag\mathrm{Ag} that deposits onto the metal. (The coating is porous, so the solution soaks through it; metal, coating, and solution all meet, and the reaction runs where the three phases touch.) Let's write down that reaction:

AgCl+eAg+Cl\mathrm{AgCl} + \mathrm{e}^- \rightleftharpoons \mathrm{Ag} + \mathrm{Cl}^-

which gives:

VClVe=1F(μAgμAgCl).V_{\mathrm{Cl}^-} - V_{\mathrm{e}^-} = \frac{1}{F} ( \mu_{\mathrm{Ag}} - \mu_{\mathrm{AgCl}} ).

Let's plot this on a band diagram once again:

Silver wireAgCl coatingSolutionVeV_{\mathrm{e}^{-}}VClV_{\mathrm{Cl}^{-}}−0.20.00.20.40.60.81.01.2Species Voltage (V)

Since we have μAg=0 kJ/mol\mu_{\mathrm{Ag}} = 0~\mathrm{kJ/mol} and μAgCl=109.8 kJ/mol\mu_{\mathrm{AgCl}} = -109.8~\mathrm{kJ/mol} we get:

VClVe=+1.138 VV_{\mathrm{Cl}^-} - V_{\mathrm{e}^-} = +1.138~\mathrm{V}

By the way, don't confuse this with the electrode potential E=VeVe(SHE)E = V_{\mathrm{e}^-} - V^\circ_{\mathrm{e}^-}(\mathrm{SHE}), which is approximately 0.2 V with this electrode.

Implied levels and half-reactions

Electrons are not present as free constituents in a solution; however, their thermodynamic availability (and VeV_{\mathrm{e}^-}) can be well defined in specific contexts, particularly with half-reactions.

  • Some half-reactions are actually 'redox-active' in solution, and can swap electrons directly with other half-reactions. It's useful to plot their distinct VeV_{\mathrm{e}^-} values to show disequilibrium. (An iron-ion example follows below.)
  • Some half-reactions like the AgCl reaction only happen at electrodes. It can still be useful to show the VeV_{\mathrm{e}^-} that the solution "wants", especially when it is out of equilibrium with the electrode; the disequilibrium is then directly readable as an overpotential:
Silver wireAgCl coatingSolutionVeV_{\mathrm{e}^{-}}Ve(implied)V_{\mathrm{e}^-}\,(\text{implied})VClV_{\mathrm{Cl}^{-}}−0.6−0.4−0.20.00.20.40.60.81.01.2Species Voltage (V)

The silver chloride electrode again, now with the reaction's implied VeV_{\mathrm{e}^-} drawn as a dashed stub anchored at the interface. At zero bias the metal's electrons line up with it and we recover the earlier diagram. Move the bias and the metal's VeV_{\mathrm{e}^-} departs, while the solution (its composition held fixed here) still "wants" the same level; the gap between the two is the overpotential, the disequilibrium available to drive the reaction.

One remark on notation: the ⇌ marker stays in the biased figure, even though electrode and solution are plainly out of equilibrium. The marker belongs to the half-reaction, which still holds, pinning its implied level to VClV_{\mathrm{Cl}^-} at the reaction's fixed offset; a half-reaction drawn this way amounts to a half-equilibrium. The disequilibrium lives entirely in the remaining gap between the implied level and the metal's actual VeV_{\mathrm{e}^-}.

For the redox-active case, consider a solution containing both ferrous (Fe2+\mathrm{Fe}^{2+}) and ferric (Fe3+\mathrm{Fe}^{3+}) ions, in equilibrium with an inert platinum electrode that provides electrons (e\mathrm{e}^-):

Fe2+Fe3++e\mathrm{Fe}^{2+} \rightleftharpoons \mathrm{Fe}^{3+} + \mathrm{e}^{-}

μˉFe2+=μˉFe3++μˉe\bar\mu_{\mathrm{Fe}^{2+}} = \bar\mu_{\mathrm{Fe}^{3+}} + \bar\mu_{\mathrm{e}^{-}}

Ve=3VFe3+2VFe2+V_{\mathrm{e}^-} = 3 V_{\mathrm{Fe}^{3+}} - 2 V_{\mathrm{Fe}^{2+}}

This is another reaction with three charged species, so no rigid pairwise gap is set; where the couple's VeV_{\mathrm{e}^-} sits depends on both iron concentrations.

Inert metalSolutionVeV_{\mathrm{e}^{-}}VFe2+V_{\mathrm{Fe}^{2+}}VFe3+V_{\mathrm{Fe}^{3+}}−0.55−0.50−0.45−0.40−0.35−0.30−0.25−0.20−0.15−0.10−0.050.000.050.10Species Voltage (V)

Note the ⇌ marker stands in the open solution: this half-reaction is homogeneous, available everywhere in the bulk, unlike the interface-bound electrode reactions above.

Note that the Fe2+\mathrm{Fe}^{2+}/Fe3+\mathrm{Fe}^{3+} combination acts as an in-solution redox couple: it can exchange electrons with other reactions as well as with inert metals. For this reason, the implied VeV_{\mathrm{e}^-} now earns a line across the whole solution (in contrast to the interface-bound stub of the AgCl example), corresponding to the notion that a redox-active solution can have a meaningful Fermi level.[3]

In principle other species can have implied levels. For example H\mathrm{H}^- (hydride) ions are not present in solution, but half-reactions may exchange H\mathrm{H}^-; we can draw VHV_{\mathrm{H}^-} implied levels. Similarly, reactions may output O2\mathrm{O}^{2-} into certain ceramic solid electrolytes (like YSZ) that can transport O2\mathrm{O}^{2-}.

(For the next several topics we won't be talking about these implied levels much, but we will return to them later in the redox topics, starting with Half-reactions.)

Takeaways

The main point is that with reactions (including electrode reactions),

  • We establish a difference ViVjV_i - V_j, connecting charged species ii and jj.
  • In the diagrams, we will mark these reactions with a ⇌ symbol.
  • When a reaction involves three or more charged species, it no longer sets a rigid gap; a concentration-dependent degree of freedom remains.
  • At electrodes we get a relative step up or down going from VeV_{\mathrm{e}^-} to VionV_{\mathrm{ion}}. This step should not be confused with the electrode potential of standard electrochemistry.
  • The quantitative value of that step at equilibrium depends on the chemical potentials of neutral species involved in the reaction.
  • A reaction can also imply a level for a species that is not actually present, drawn dashed: as a stub at the interface for an interface-bound reaction, or across the whole solution for a bulk redox couple.
  • Our convention that chemical potentials equal Gibbs formation energies influences the quantitative ViVjV_i - V_j, and in turn the visual appearance of our band diagrams; happily, this particular choice is nearly universal.

Alright, we're ready now to tackle a real application!

NEXT TOPIC: Lithium-ion batteries


  1. The direct translation of reaction to μ\mu equation might seem to jump out of nowhere, but (electro)-chemical potentials are defined as partial molar free energy, so this kind of equilibrium equation falls out naturally. This is one of the pleasing fundamentals of chemical potentials that makes them nice to work with. See e.g. Newman & Balsara (2021), Electrochemical Systems, or Baierlein's "The elusive chemical potential" (Am. J. Phys. 69, 423 (2001)). ↩︎

  2. Saturate the same solution with NaOH solid as well, so that NaCl pins Na+\mathrm{Na}^+Cl\mathrm{Cl}^-, NaOH pins Na+\mathrm{Na}^+OH\mathrm{OH}^-, and auto-ionization pins H+\mathrm{H}^+OH\mathrm{OH}^-. A strange brew, mind: the common-ion effect crowds nearly all the Cl\mathrm{Cl}^- out of solution. The water chemical potential also gets significantly reduced in this concentrated NaOH solution (at a hygroscopic activity of aH2O0.07a_{\mathrm{H_2O}} \approx 0.07), so the H+\mathrm{H}^+OH\mathrm{OH}^- spacing itself reduces by about 70 mV (RTFlnaH2O\frac{RT}{F}\ln a_{\mathrm{H_2O}}) from the pure-water figure above. The chloralkali industry sells nearly this exact brew as diaphragm-grade caustic soda: NaCl-saturated 50% caustic, the salt crowded out in the evaporators by the very common-ion effect just described. ↩︎

  3. Reiss, H. (1985). The Fermi level and the redox potential. The Journal of Physical Chemistry, 89(18), 3783–3791 (no relation to the Riess cited elsewhere in this book). See also Peljo, P., Villevieille, C., & Girault, H. H. (2025). The redox aspects of lithium-ion batteries. Energy & Environmental Science, 18(4), 1658–1672. ↩︎