Semiconductors

In the last topic we saw dilute ions in a liquid solution arrange themselves into a species voltage ViV_i sitting a logarithmic distance away from a floating standard state ViV^\circ_i. It turns out that the exact same picture describes the electronic carriers in a solid-state semiconductor. Conduction electrons and valence holes are just charge carriers with an electrochemical potential, so they too have a species voltage, a standard state, and an Ohm's law; once we see this, the semiconductor band diagram and the electrochemical band diagram become two views of one object.

The trick is simply to treat the two solid-state carriers as charged species on the same footing as ions:

  • Conduction electrons (e\mathrm{e}^-): negatively charged mobile carriers (z=1z = -1) — the solid-state anion.
  • Valence holes (h+\mathrm{h}^+): positively charged mobile carriers (z=+1z = +1) — the solid-state cation.[1]

With that identification, everything we built for ions carries over verbatim.

Flipping the band diagram upside-down

There is one cosmetic matter to get out of the way first, for readers arriving from semiconductor physics.

A standard semiconductor band diagram plots electron energy increasing upwards. But electrons carry negative charge, so higher electron energy means lower voltage: Ve=μˉe/(e)V_{\mathrm{e}^-} = \bar\mu_{\mathrm{e}^-}/(-e). Our axis is voltage, increasing upwards, to match electronic circuit schematics and the chemical scales we used for ions. The consequence is that an ESBD is a standard band diagram flipped vertically:

  • the conduction band edge sits at the bottom,
  • the valence band edge sits at the top.
Standard band diagram
Semiconductor ECE_\mathrm{C}EFE_\mathrm{F}EVE_\mathrm{V}Electron energy
ESBD
Semiconductor Vh+V_{\mathrm{h}^{+}}^\circVe=Vh+V_{\mathrm{e}^-}{=}V_{\mathrm{h}^+}VeV_{\mathrm{e}^{-}}^\circSpecies voltage

Side by side: a standard semiconductor energy band diagram (energy up, conduction band on top) and the same situation as an ESBD (voltage up, conduction band on the bottom). We'll discuss the notation differences below.

The flip is not strictly forced: putting electrons and positive ions on one axis forces a normalization by charge, but the sign is ours to pick. In the end it's just better with volts: a voltage axis reads in the same direction as every voltmeter, circuit schematic, and electrode-potential scale. This isn't even the first time this has been done with semiconductor devices.[2] You'll get used to it.

Carriers driven by their own voltage

Because electrons and holes are just charged species, each is driven by the gradient of its own species voltage, exactly as ions are:

Je=σeVe,Jh+=σh+Vh+.\begin{aligned} J_{\mathrm{e}^-} &= -\sigma_{\mathrm{e}^-} \nabla V_{\mathrm{e}^-}, \\ J_{\mathrm{h}^+} &= -\sigma_{\mathrm{h}^+} \nabla V_{\mathrm{h}^+}. \end{aligned}

A slope in VeV_{\mathrm{e}^-} or Vh+V_{\mathrm{h}^+} means current and dissipation; a flat line means equilibrium for that carrier. Same rule, same reading, whether the carrier is a lithium ion in an electrolyte or an electron in silicon.

Quasi-Fermi levels: more than one ViV_i at a point

We already insisted, back in the species voltage topic, that there can be several distinct ViV_i in the same place. Semiconductor physicists have long been comfortable with exactly this, under the name quasi-Fermi levels: when a device is driven out of equilibrium, the electron and hole populations stop sharing a single Fermi level and we write VeVh+V_{\mathrm{e}^-} \neq V_{\mathrm{h}^+}. This is the everyday state of affairs in the depletion region of a diode, a solar cell, or a bipolar transistor; the photovoltaic literature takes it the most seriously of all.[3]

MetalSemiconductorMetalVh+V_{\mathrm{h}^{+}}VeV_{\mathrm{e}^-}0.00.10.20.30.40.50.60.70.80.91.0Species voltage (V)

The simplest way to drive a semiconductor out of equilibrium: shine light on it. In this uniformly illuminated bar, photogeneration runs the recombination reaction in reverse (e+h+\varnothing \rightarrow \mathrm{e}^- + \mathrm{h}^+), pumping conventional current from the electron rail up to the hole rail (the upward arrows), and the rails split apart. Each plain metal contact is a perfect recombination surface that keeps the rails pinned together at its face (the ⇌), so the splitting is largest mid-bar and closes at the ends. The slopes tell the transport story: both photocarriers flow outward toward the contacts, and the two species currents cancel exactly at every point. The bar carries zero net current everywhere while dissipating steadily, a situation no single-curve picture can display. Slide the illumination to zero and the rails merge into one flat Fermi level.

At equilibrium the two collapse onto a single Fermi level, Ve=Vh+V_{\mathrm{e}^-} = V_{\mathrm{h}^+}, and this is really a reaction equilibrium of the kind we met in the Reactions topic: there, chemical reactions pinned ionic differences ViVjV_i - V_j with an offset Δ\Delta set by the neutral species involved. The electron/hole recombination reaction e+h+\mathrm{e}^- + \mathrm{h}^+ \rightleftharpoons \varnothing involves no neutral species at all, and yields Ve+Vh+=0-V_{\mathrm{e}^-} + V_{\mathrm{h}^+} = 0.

Band edges are standard states (ViV^\circ_i)

Here is the heart of the analogy. The band edges play exactly the role that the ionic standard states ViV^\circ_i played in solution:

  • the conduction band edge ECE_{\mathrm{C}} is the electron standard state, Ve=EC/eV^\circ_{\mathrm{e}^-} = -E_{\mathrm{C}}/e,
  • the valence band edge EVE_{\mathrm{V}} is the hole standard state, Vh+=EV/eV^\circ_{\mathrm{h}^+} = -E_{\mathrm{V}}/e.

And just as a dilute ion's voltage deviates logarithmically from its standard state according to concentration, the carriers' voltages deviate from the band edges according to how full the bands are:

Ve=VekBTeln ⁣(nNC),Vh+=Vh++kBTeln ⁣(pNV),\begin{aligned} V_{\mathrm{e}^-} &= V^\circ_{\mathrm{e}^-} - \frac{k_{\mathrm{B}}T}{e} \ln\!\left(\frac{n}{N_{\mathrm{C}}}\right), \\ V_{\mathrm{h}^+} &= V^\circ_{\mathrm{h}^+} + \frac{k_{\mathrm{B}}T}{e} \ln\!\left(\frac{p}{N_{\mathrm{V}}}\right), \end{aligned}

where nn, pp are the electron and hole concentrations and NCN_{\mathrm{C}}, NVN_{\mathrm{V}} are the effective densities of states, playing precisely the part of the reference concentration cc^\circ.

Lay these next to the dilute-ion formula from the last topic and the unification is complete:

Vi=Vi+RTziFln ⁣(cic).V_i = V^\circ_i + \frac{RT}{z_i F} \ln\!\left(\frac{c_i}{c^\circ}\right).

Set z=1z = -1 and the minus sign for electrons falls right out; set z=+1z = +1 for holes. (The semiconductor convention writes kBT/ek_{\mathrm{B}}T/e where chemistry writes RT/FRT/F: the same quantity, counted per particle or per mole.) The band edges are a standard-state ladder; the carriers float above or below them by a logarithmic concentration term. A semiconductor is, in this light, just a peculiar two-ion solution whose "solvent" is the crystal.

One honest asterisk on the shared symbol. The band-edge Vh+V^\circ_{\mathrm{h}^+} marks a hole at rest, whereas the ionic standard state VH+V^\circ_{\mathrm{H}^+} marks only an extrapolated standard concentration of H+\mathrm{H}^+ ions. Though ontologically different, the two are thermodynamically the same thing, as the equations above show, so I've chosen to put them under one symbol.[4]

VH+V^\circ_{\mathrm{H}^+}VNO3V^\circ_{\mathrm{NO_3}^-}VClV^\circ_{\mathrm{Cl}^-}VH+V_{\mathrm{H}^+}VNO3V_{\mathrm{NO_3}^-}VClV_{\mathrm{Cl}^-}VeV^\circ_{\mathrm{e}^-}Vh+V^\circ_{\mathrm{h}^+}Ve=Vh+V_{\mathrm{e}^-}{=}V_{\mathrm{h}^+}c=104mol/Lc = 10^{-4}\,\mathrm{mol/L}c=102mol/Lc = 10^{-2}\,\mathrm{mol/L}c=102mol/Lc = 10^{-2}\,\mathrm{mol/L}n=1016.0cm3n = 10^{16.0}\,\mathrm{cm^{-3}}p=103.5cm3p = 10^{3.5}\,\mathrm{cm^{-3}}SolutionSemiconductor−0.4−0.20.00.20.40.60.81.01.21.41.6Voltage (V)

The standard-state ladder, two ways: an acidified nitrate/chloride solution (spectator cation not drawn), and nn-type silicon. In both columns each carrier floats a log-concentration distance from its rung. In silicon the two carriers share one line, so nn and pp trade off about it: mass action, npnp fixed. The columns' relative alignment is arbitrary, as nothing here is in contact.

This logarithmic (Boltzmann) form is the dilute form in both worlds: it assumes a non-degenerate semiconductor, the direct analog of an ideal-dilute solution. Push the carrier density high (heavy doping, or a metal) and the carriers go degenerate, switching to Fermi–Dirac statistics (more on that below); on the diagram, that is the carrier line entering the band-edge hatching, the very visual the ionic ViV^\circ_i borrowed. We'll meet the degenerate limit properly with metals and other dense conductors.

Where semiconductors and solutions differ

The two systems obey one set of rules, but quantitatively they emphasize different things, partly for real physical reasons and partly just because solid-state physics and electrochemistry grew up apart and named the same phenomena differently.

  • Electrostatics and "doping." Semiconductor devices are built from deliberately patterned static background charges (donors ND+N_{\mathrm{D}}^+, acceptors NAN_{\mathrm{A}}^-). Solutions are usually self-balancing instead, but the parallel is exact when you look for it: a supporting electrolyte is a sea of mobile "dopants," and an ion-exchange membrane carries a fixed background charge that does the same job as a donor or acceptor. Charge neutrality and mass action is all about this.
  • Screening. Semiconductor "band bending" near a junction and the electrochemical "electric double layer" near an electrode are the same phenomenon: ViV^\circ_i curving over a Debye length to screen charge while ViV_i rides flat. Practically the semiconductor version reaches further (longer Debye lengths, smaller devices), but it's one physics, treated in basic electrostatics.
  • Transport. Solutions carry more carriers and add complications semiconductors rarely face: advection, several mobile ions at once, coupling to neutral solute flows.
  • Nonideality. The two fields allocate their deviations differently. Condensed-matter physicists like to fold them into the carriers themselves, as quasiparticle renormalizations (effective masses, gap shifts, screening); chemists prefer to fold them into a quantity that ought to be a thermodynamic observable, the effective concentration, i.e. activity (the single-ion ambiguity notwithstanding). Same deviations, different bookkeeping.
  • The sign of the band gap. Look again at the two-ladder figure: silicon's edges bracket its carriers, while the solution column is inside-out, cation rung at the bottom hatching up, anion rungs at the top hatching down, carriers floating outside. Read as a band structure, the ion bands overlap: a negative band gap. This is partly a bookkeeping artifact, since cation-to-anion distances carry the offset conventions of Offsets galore, and a convention that pulled the carrier levels together would redraw the column right-side out. But negative gaps are also genuinely permitted here: overlapping bands in a crystal flood with carriers, because a pair costs nothing to create but the gap energy and recombination always runs, whereas an ion pair must be sourced from some neutral species. The gap's real job, setting how scarce the carriers are, passes to the sourcing reaction's equilibrium constant: 59 mV59~\mathrm{mV} of effective gap per unit of pK\mathrm{p}K.[5]
  • Quantum statistics. Fill a band far enough and the Boltzmann form gives way to Fermi–Dirac statistics. This could be filed under nonideality, but it is nonideality of a special kind: the carriers still ignore one another, forming an ideal Fermi gas rather than an ideal Boltzmann gas. While this sounds exotic, chemistry has a thermodynamically identical concept: lattice gas statistics (the Langmuir isotherm), where each binding site holds at most one occupant. Pauli exclusion or steric exclusion, the result is the same occupancy law, 1/(1+e(Eμˉ)/kBT)1/(1 + e^{(E - \bar\mu)/k_{\mathrm{B}}T}) per state or per site. That law converges on ideal-dilute statistics in the nearly-empty (or nearly-full[6]) limit.

Takeaways

By reading the band edges as standard states ViV^\circ_i and the Fermi/quasi-Fermi levels as species voltages ViV_i, a semiconductor obeys the same thermodynamic rules as an ionic solution: electrons are anions, holes are cations, and a chip is a two-carrier "solution" in a crystal solvent. This bridge is what the rest of the book stands on: it is what lets us export the band-diagram way of thinking from semiconductors into electrochemistry and actually draw what is going on inside an electrochemical system.

From here on we'll mostly work with electrochemical devices, but a semiconductor analog is almost always lurking one step away, and we'll reach for it whenever it sharpens the picture. Next, we put the standard-state ladder to work: how doping, neutrality, and the common-ion effect all amount to pushing the ViV^\circ_i ladder around.

NEXT TOPIC: Charge neutrality and mass action


  1. A hole isn't merely a missing electron. In the valence band the electrons have negative effective mass, so a missing valence electron behaves like a real particle with positive charge and positive mass. See Kittel, or the summary at Electron hole. ↩︎

  2. In his founding p–n junction paper, Shockley wrote the quasi-Fermi levels as voltages; his ϕn\phi_n and ϕp\phi_p are exactly our VeV_{\mathrm{e}^-} and Vh+V_{\mathrm{h}^+}. Shockley, W. (1949). The Theory of p-n Junctions in Semiconductors and p-n Junction Transistors. Bell System Technical Journal, 28(3), 435–489. The energy-based convention won out in the community. Curiously though, it seems, nobody thought to plot H+\mathrm{H}^+ the way Shockley had plotted h+\mathrm{h}^+. ↩︎

  3. P. Würfel, Physics of Solar Cells: From Principles to New Concepts (Wiley-VCH, 2005): a solar cell runs on the electrochemical potentials of its carriers, with the currents driven by their gradients rather than by the electric field. It is the photovoltaic community's closest counterpart to the viewpoint of this book. ↩︎

  4. Where would the hole's standard state sit if we referenced it to the chemist's cc^\circ instead? For silicon's valence band, NV1×1019 cm30.02 mol/LN_{\mathrm{V}} \approx 1\times10^{19}~\mathrm{cm^{-3}} \approx 0.02~\mathrm{mol/L}, so a cc^\circ-referenced Vh+V^\circ_{\mathrm{h}^+} would sit about 0.1 V0.1~\mathrm{V} up into the band: it is the convention of taking NVN_{\mathrm{V}} itself as the reference concentration that parks the standard state exactly on the at-rest level. Note that NVN_{\mathrm{V}} varies with temperature, pressure, and material (graded band gaps included, see inhomogeneities), so the cc^\circ-referenced level would not keep a constant offset from the at-rest level. ↩︎

  5. Worked out in the book's own numbers: water sources its own ions, and autoionization pins the H+\mathrm{H}^+OH\mathrm{OH}^- spacing at 2.46 V2.46~\mathrm{V} while their rungs sit only 1.63 V1.63~\mathrm{V} apart, squeezing the carriers a combined 0.83 V=14×59 mV0.83~\mathrm{V} = 14 \times 59~\mathrm{mV} out onto their dilute sides. (The rung gap and the pinned spacing each depend on the offset conventions; their difference is pKw\mathrm{p}K_{\mathrm{w}}, convention-free.) So pure water is an intrinsic ionic semiconductor with a pKw\mathrm{p}K_{\mathrm{w}}-sized effective gap, and pH 7 plays the part of nin_i. Saturated AgCl (pKsp9.7\mathrm{p}K_{\mathrm{sp}} \approx 9.7) makes a 0.58 V0.58~\mathrm{V} wide-gap ionic semiconductor; saturated NaCl, with its Ksp>1K_{\mathrm{sp}} > 1, really is an ionic semimetal, both carriers pinned degenerate. A salt solution with no solid present runs no sourcing reaction at all, so its pair splitting simply floats: the permanent "quasi-Fermi splitting" of Species voltage. Silicon fits the same accounting with the crystal as source, its "pK\mathrm{p}K" being Eg/59 mV19E_g/59~\mathrm{mV} \approx 19. ↩︎

  6. A nearly-full band is the thermodynamic essence of what holes are, and in chemistry, mobile vacancies work much the same. Though, electron holes can also ballistically move just like positive particles, as mentioned in the first footnote. ↩︎